Corporate Securities Attorney

Corporate Securities Attorney Los Angeles

We are leading Los Angeles Corporate and Securities Attorneys providing trusted services to public and private companies. By leveraging our expertise, we strive to provide innovative, and responsive legal services to our clients. Being a top-rated business law firm in Los Angeles, our service is the cornerstone of our practice.

Our corporate securities lawyers provide guidance to business owners and start-ups to accomplish rapid growth, which is necessary to run a successful business. Keeping the required goals, and objectives in mind, we create legal strategy-based corporate securities solutions for the organizations’ development.

Specific areas of practice include:

  • Corporations and Partnerships
  • Corporate Finance
  • Investment Company Act and Investment Advisors Act
  • Mergers and Acquisitions
  • Securities

By understanding our client’s issues, our business legal advisors deeply understand their businesses and operations. This allows us to meet our client’s legal requirements in a pragmatic, cost-effective manner. Our practical approach to advising our clients results in providing client-centered outcomes and satisfying experiences. In short term, we have built a strong, loyal clientele.

Corporations and Partnerships

Our corporate attorneys assist board members and senior management to apply the latest corporate governance trends and best practices. We guide corporations to come out of complex situations, advising on fiduciary duty obligations, internal investigations, engagement with activist stockholders, conflicts of interest, crisis management, whistleblower claims, etc.

Corporate Finance

Expert lawyers at FLP Law Group, represent market leaders in a wide range of issues in the areas of capital markets and venture capital. We provide advice in areas such as financing-specific transactions, acquisitions, growth, liquidity, dividends, and other recapitalizations.

Investment Company Act and Investment Advisors Act

To manage business operations and investments, it is important to follow the Investment Company Act and Investment Advisors Act. FLP Law Group offers legal advice on a wide range of issues including the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Commodity Exchange Act, and the Securities Exchange Act as well as related rules and regulations.

Mergers and Acquisitions

Our attorneys have marked experience in mergers and acquisitions, specifically those involving strategic and public company buyers and sellers. Our transactional attorneys serve as special outside advisors to the directors in taking major decisions on matters such as intellectual property and privacy and security. We also handle business carve-outs and asset sales for public and private companies.


In today’s economic market, it is tough without an expert-level advisor to deal with sensitive matters of the complex regulatory regime and investor scrutiny environment. However, FLP Law Group assists corporates to deliver top-class service in these areas.

Capital Market

Through our tailored legal services, we help our clients navigate capital markets, with various forms of equity and debt securities offerings, including IPOs, underwritten public offerings, PIPE transactions, Rule 144A private placements, debt and equity securities repurchases, and tender offers. Our law firm represents issuers and underwriters in securities offerings worth billions of dollars every year.

Corporate Governance & Compliance

Our corporate attorneys deliver the best service to public and private businesses by complying with security and corporate regulations. Our best corporate and securities lawyers deal with matters pertaining to corporate governance and commercial litigation. We understand the sensitivity involved in filing a lawsuit, thereby providing professional help as per the corporate governance laws.

Mergers & Acquisitions

Our M&A team is recognized for delivering an unparalleled service by understanding the client’s industry and marketplaces. Our lawyers work with a commitment and are commercially focused, considering their projects as their personal responsibility. The combined results depict exponential growth.

In private equity transactions, we represent buyers, sellers, special committees, financial advisors, funds, businesses, and management teams as per the regulations. We advise on almost every type of buy and sell-transaction involving public and private companies throughout the United States.

Securities Law

Our practice of law as brokers and financial advisers offers high-level services to investors. When conducting securities transactions or giving clients investment advice, our legal advisers in California operate with good faith and professional proficiency in dealing with securities litigation.


In accordance with both state and federal securities regulations, we also help in sending a legal notice against fraud, misrepresentation, or omissions. Our securities attorney can help Los Angeles residents to fight legal cases related to investment fraud. In California, financial advisers need to follow California Corporations Code section 25401, which prohibits them from making false statements and omitting important information.


To close a deal, brokers might exaggerate the dangers associated with an investment. Being a Los Angeles securities lawyer, we also assist you in suing cases related to financing, consumer products, and so on. Misrepresentation is illegal under both California and federal law. Brokers are not allowed to omit or fabricate material facts while selling, buying, or offering securities in California under California Corporations Code 25401.


Financial advisors are required to uphold a high degree of care by California law. To ensure that they are not proposing fraud, they must conduct due diligence on the investments they suggest to consumers. If the defendant violates any law or is negligent, our securities attorneys in Los Angeles will help you file a lawsuit.

Business Litigation

Our Los Angeles law office serves companies of all sizes with claims of contractual breach, disagreements between partners, the enforcement of non-competition agreements, and other issues. To fight against complex commercial litigation and disputes, you can rely on our attorneys. We also deliver the best financial services. We have extensive experience in fighting against cases related to financial services, stockbroker negligence, and other business disputes.

Consult Our Los Angeles Corporate Securities Lawyers Today

Whether you are concerned about securities fraud or a breach of contract, FLP Law Group is able to help you. It is crucial to have an experienced corporate securities attorney in Los Angeles on your side. Call us at 310.284.7350 or contact us here to set up a free consultation.

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